Issuance of a permit to issue equity securities of a resident organization of the Republic of Kazakhstan on the territory of a foreign state
Issuing Authority:
Агентство Республики Казахстан по регулированию и развитию финансового рынка
Additional Approvals:
Not Required
National tax:
0 Monthly Calculation Index (0 tenge)
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Selected document:Issuance of a permit to issue equity securities of a resident organization of the Republic of Kazakhstan on the territory of a foreign state
Are you a resident of the Republic of Kazakhstan?
Processing time:
1
Preliminary verification of documents (the personal meeting with the UPPERLICENSE team is obligatory)
List of documents
Application for permission to issue and (or) place equity securities of a resident organization of the Republic of Kazakhstan on the territory of a foreign state
a copy of the decision of the authority of the resident organization of the Republic of Kazakhstan to issue and (or) placement of issued securities on the territory of foreign state with indication of the following information: the full name of the resident organization of the Republic of Kazakhstan; the name of the state in accordance with the legislation which will be the issue of securities of the resident organization of the Republic of Kazakhstan, with indication of the name of the regulations and rules in accordance with which will be the issue of securities; the name of the state (s) in whose territory (ies) will place equity securities of the resident organization of the Republic of Kazakhstan; the kind of produced and (or) securities placed, the presence and type of security or guarantee, indicating the guarantee, the nominal value or the offering price (if applicable) and the international identification number (ISIN) (if any); the estimated amount and currency of issue; the rights granted to the equity security; the procedure for accrual and payment of remuneration for these issued securities, the frequency of payment, as well as information related to the essential terms of issue of issued securities provided for in the prospectus of issue of issued securities; providing an offer to purchase bonds through the organized securities market of the Republic of Kazakhstan on the same terms of placement as when they are placed on the territory of a foreign state; providing an offer to purchase shares or derivative securities, the basic asset of which is the shares of this organization-a resident of the Republic of Kazakhstan, not less than twenty percent of the total number of these shares through the organized securities market of the Republic of Kazakhstan; the terms of issue of debt securities contain provisions that debt securities may be forcibly restructured if the authorized body applies measures to settle an insolvent Bank (indicated by a resident Bank of the Republic of Kazakhstan that issues and / or places debt securities on the territory of a foreign state, or if the terms of issue of debt securities on the territory of a foreign state provide for the provision of a guarantee by a resident Bank of the Republic of Kazakhstan); the terms of the debt securities contain provisions that the holders of debt securities have no right to demand early performance of obligations to them in case of applying to the insolvent Bank measures to settlement (as specified by the resident Bank of the Republic of Kazakhstan, engaged in production and (or) placement of debt securities on the territory of a foreign state, or if the terms of issue of debt securities in the territory of a foreign state provides for the provision of Bank guarantees - resident of the Republic of Kazakhstan)
document stock exchange operating in the territory of the Republic of Kazakhstan confirming that the securities in the following sectors (categories) of the official list of a stock exchange: bonds issue, registered by the authorized body, in the categories of "bonds" of sector "debt securities" pad "Basic", or in the category of "bonds" of sector "debt securities" platform "Alternative»; the share issue was registered by the authorized body – in the category of "premium" sector "stock" pad "Basic" or "standard" category of sector "shares" of the platform "Core" or the sector "shares" platform "Alternative»; or a document of a stock exchange operating in the territory of the Republic of Kazakhstan, confirming their consent to the inclusion of planned to issue the securities in accordance with the laws of a foreign country in the following sectors (categories) of the official list of the stock exchange: bond issue – in the category "bonds" sector "debt securities" platform "Core" of official list of stock exchange carrying out activity on the territory of the Republic of Kazakhstan; share issue – in the category of "premium" sector "stock" pad "Basic", or in the category of "standard" of "shares" sector platform "Core" or the sector "shares" of the platform "Alternative" of the official list of stock exchange carrying out activity on the territory of the Republic of Kazakhstan, the Organization-resident of the Republic of Kazakhstan to obtain a permission for placement of securities on the territory of a foreign state, which at the date of submission of documents for obtaining permission for placement was, in addition to the documents specified in subparagraphs 1) and 2) of paragraph 4 of the Rules, provides information for obtaining permission to place issue-grade securities of a resident organization of the Republic of Kazakhstan on the territory of a foreign state in accordance with Annex 2 to the Rules. A resident organization of the Republic of Kazakhstan to obtain a permit to place derivative securities, the underlying asset of which is the issued securities of a resident organization of the Republic of Kazakhstan, on the territory of a foreign country, within 45 (forty-five) calendar days after the date of the relevant decision, in addition to the documents specified in sub-paragraphs 1) and 2) of paragraph 4 of the Rules, submit to the authorized body the statement of the Central Depository from the account of announced emission securities in the Central Depository about the availability of the securities, which will be the underlying asset of the securities placed as of the date of the decision on the placement of derivative securities
Term of Registration:
2
work days
Result:No - UPPERLICENSE recommendations for Step No 2.Preliminary verification of documents is undergone
Yes - the client is served by the UPPERLICENSE company and-> transition to the Step 2.
2
Submission of documents on notification of the authorized body (personal presence is not required)
List of documents
Electronic application form
Term of Registration:
8
work days
Result:The documents are under consideration by the authorized body.
3
Receipt of the original set of documents (personal presence is not required)*
List of documents
* Power of attorney / Electronically digital signature (when applicable)
Term of Registration:
1
work day
Result:Original of permission.
Service Cost:3 000 000 tenge
Pre-Payment:2 100 000 tenge (70% from the sum)
2 payment:900 000 tenge (30% from the sum)
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