State registration of issue of units of mutual investment funds
Issuing Authority:
Агентство Республики Казахстан по регулированию и развитию финансового рынка
Additional Approvals:
Not Required
National tax:
0 Monthly Calculation Index (0 tenge)
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Selected document:State registration of issue of units of mutual investment funds
Are you a resident of the Republic of Kazakhstan?
Processing time:
1
Preliminary verification of documents (the personal meeting with the UPPERLICENSE team is obligatory)
List of documents
A copy of the decision to create a mutual investment Fund adopted by the Board of Directors or the General meeting of shareholders (the sole shareholder holding all voting shares) of the management company in accordance with its Charter
Rules of the Fund approved by the Board of Directors or the General meeting of shareholders (the sole shareholder holding all voting shares) of the management company in accordance with its Charter (in two copies)
Internal documents of the management company regulating the terms and procedure of activity, activities of structural divisions and employees of the management company for the creation, maintenance, operation and termination of the mutual investment Fund that meet the requirements established by the legislation of the Republic of Kazakhstan on the securities market, unless these documents were previously agreed with the service provider (in two copies)
An application made in any form with consent to the use of information that is a legally protected secret contained in information systems (mandatory, qualification requirements)
Term of Registration:
2
work days
Result:No - UPPERLICENSE recommendations for Step No 2.Preliminary verification of documents is undergone
Yes - the client is served by the UpperLicense company and-> transition to the Step 2.
2
Submission of documents on notification of the authorized body (personal presence is not required)
List of documents
Electronic application form
Term of Registration:
15
work days
Result:The documents are under consideration by the authorized body.
3
Receipt of the original set of documents (personal presence is not required)*
List of documents
* Power of attorney / Electronically digital signature (when applicable)
Term of Registration:
1
work day
Result:Original of permission.
Service Cost:5 000 000 tenge
Pre-Payment:3 500 000 tenge (70% from the sum)
2 payment:1 500 000 tenge (30% from the sum)
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